SEBI Regulations

SEBI introduces new mechanism for summary settlement of proceedings

On December 27, 2017, SEBI notified amendments to the SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014 (“Regulations”). This article discusses the changes brought by the amendment. The Regulations provide procedural guidelines for settlement of administrative and civil proceedings. An entity against which a proceeding for violation of certain specified securities laws and regulations…

Safe Harbour for Eligible Investment Funds and Eligible Fund Managers

Non-resident investment funds usually have their fund managers located offshore, to not attract Indian tax liability. For encouraging offshore fund managers to relocate to India, Section 9A was inserted into the Income Tax Act, 1961, which provides a safe harbour to non-resident investment funds from being regarded as tax residents in India, merely by virtue…

SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014

SEBI has recently issued the SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014 with retrospective effect from April 20, 2007 rescinding the earlier circulars on the same issue. The Regulations lay down the substantive procedure for settlement of administrative and civil proceedings. It provides for settlement in monetary as well as non-monetary terms or…

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