SEBI Orders

SEBI Order in CapitalVia Global Research Limited

SEBI passed an order on January 20, against CapitalVia Global Research Limited (CapitalVia), a registered investment adviser (IA) and its directors, for non-compliance with several provisions of the SEBI (Investment Advisers) Regulations, 2013. SEBI had issued an interim order-cum-show cause notice in November 2016 against the noticees prohibiting them from undertaking new advisory business till…

7000 crore SEBI Order against PACL

In relation to an ongoing proceeding against Pearls Agrotech Corporation Limited (PACL) and its four directors, for illegal and fraudulent mobilisation of funds from the public, the SEBI Adjudicating Officer (AO) has passed a stupefying 7000 crore order, dated September 22, 2015, against the company and the directors; holding the company liable for registration as…

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