SEBI Orders

SEBI order in the matter of PwC

In an order passed on January 10, the Whole-time member of SEBI has prohibited 11 accountancy firms associated with the U.K. based company – PricewaterhouseCoopers (PwC firms), from issuing a certificate of audit for 2 years to the public companies listed on any recognized stock exchange in India for violating the provisions of SEBI (Prohibition…

SEBI order against stock tips through bulk SMS

In an interim order issued against Gautam S. Khandelwal (noticee) on February 23, 2017, SEBI has prohibited the noticee from dealing in securities and from disseminating news or messages in the securities market, for acting in contravention of  the SEBI (Research Analyst) Regulations, 2014 and SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations, 2003….

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