Finsec Dialogue

Finsec Dialogue on SEBI Consultation Paper on Investment Advisers Regulations (January 2018)

We are pleased to announce the twenty-fourth edition of Finsec Dialogue on “SEBI Consultation Paper on Investment Advisers Regulations”. Under the existing framework, no person can provide advice on securities and investment products without obtaining registration under the SEBI (Investment Advisers) Regulations, 2013. The IA Regulations exempts persons such as, stock brokers and distributors, from…

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