December 2013

Summary of Draft Insider Trading Regulations : Sodhi Committee Report

The Justice Sodhi Committee report which was released on 7 December, 2013, purports to restructure the existing legal regime on Insider Trading in India (“Draft Regulations”). The following table highlights some of the significant provisions in the Draft Regulations vis-à-vis the SEBI (Prohibition of Insider Trading) Regulations, 1992, (“1992 Regulations”) and contains a brief analysis…

A shot in the arm for SEBI – Draft search and seizure regulations

SEBI, in exercise of its powers under the Securities Laws (Amendment) Ordinance, 2013 (“Ordinance”), has recently framed draft SEBI (Procedure for Search and Seizure) Regulations, 2013 (“Regulations”), laying down the procedure to be followed during different stages of search and seizure while conducting investigations, in addition to providing certain safeguards to the persons subjected to…

Monitoring compliance with listing agreement

Listed companies are required to make a number of disclosures under the equity listing agreement pertaining to corporate actions like financial results, corporate governance. SEBI has issued a circular dated 18 November, 2013 on “Compliance with Provision of Equity Listing Agreement by Listed Companies – Monitoring by Stock Exchanges” (“Circular”), as there are concerns that…

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